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Veronica Delgado

Ubs Financial Services Inc.

Mcallen, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-07
  • TX RA
    APPROVED
    Since 2014-11-07

Branch Locations

1700 South 10Th Street Paseo Plaza Shopping Center, Mcallen, TX 78503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Mcallen TX 11/2014 Present
Previous Registrations
  • 2012-10-01 → 2014-11-24
    J.P. Morgan Securities Llc
    Mcallen, TX
  • 2008-05-21 → 2012-10-01
    Chase Investment Services Corp.
    Mcallen, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2008-05-19
S63 Uniform Securities Agent State Law Examination 2006-03-13
  • S65 Uniform Investment Adviser Law Examination
    2008-05-19
  • S63 Uniform Securities Agent State Law Examination
    2006-03-13
Other Names
  • Veronica Martinez

View on SEC IAPD

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