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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-08-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Legend Equities Corporation | White Plains | NY | 01/2012 | 01/2017 |
| Legend Advisory Corporation | Palm Beach Gardens | FL | 11/2012 | 01/2017 |
| Lincoln Investment | Carmel | NY | 01/2017 | 07/2017 |
| Lpl Financial Llc | Croton Falls | NY | 07/2017 | Present |
1. 2/4/2021 - Carminucci Agency - Investment Related - At Reported Business Location(s) - Property and Casualty - Started 01/13/2021 - 10 Hours Per Month/0 Hours During Securities Trading. 2. 2/10/2023 - CPC Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date - 02/01/2023 - 160 Hours Per Month/8 Hours During Securities Trading 3) 03/07/2025 - HTM Wealth Management Inc - Investment Related - DBA for LPL Business (entity for LPL business) - Home Based - Start Date:02/18/2025 - 40 Hrs/Mth - 40 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-01-31 |
| S63 | Uniform Securities Agent State Law Examination | 2012-11-14 |
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