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Christopher M Pellegrino

LPl Financial LLC

Hunt Valley, MD

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-09-26
  • MD RA
    APPROVED
    Since 2025-09-26

Branch Locations

11350 Mc Cormick Rd Executive Plaza I I I Ste 501, Hunt Valley, MD 21031-1002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carefirst Baltimore MD 08/2016 06/2022
Summit Investment Advisors, Inc Hunt Valley MD 07/2022 09/2025
Lpl Financial Llc Hunt Valley MD 07/2022 Present
  • 08/2016 → 06/2022
    Carefirst
    Baltimore, MD
  • 07/2022 → 09/2025
    Summit Investment Advisors, Inc
    Hunt Valley, MD
  • 07/2022 → Present
    Hunt Valley, MD
Previous Registrations
  • 2022-08-17 → 2025-09-29
    Summit Financial
    Arnold, MD
    Hunt Valley, MD
  • 2011-02-08 → 2011-11-28
    Sloane Mccarron Capital Advisors, Llc
    Norwell, MA
  • 2010-09-03 → 2010-11-30
    Financial Telesis Inc
    Hingham, MA
    San Rafael, CA
Other Businesses

1) Christopher Pellegrino is dually-registered as an investment advisor representative with Summit Investment Advisors, INC ("Summit Financial") since 07/2022 and as a registered representative with LPL Financial LLC ("LPL") since 07/2022. Business is conducted from Hunt Valley, MD. Approximately 90% of Mr. Pellegrino's time is for services as an investment advisor representative and the balance as a registered representative. Summit Financial and LPL are not affiliated. 2)08/24/2022 - Apollo XFR LLC - Amazon Sales - Owner - Non-Inv Rel - Arnold, MD - Start: 05/2021 3)08/24/2022 - 104 Products Inc - Amazon Sales - Owner - Non-Inv Rel - Arnold, MD - Start: 10/2021

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-05-03
S65 Uniform Investment Adviser Law Examination 2010-09-02
  • S63 Uniform Securities Agent State Law Examination
    2024-05-03
  • S65 Uniform Investment Adviser Law Examination
    2010-09-02
Designations
Other Names
  • Christopher Pellegrino
  • Chris M Pellegrino

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