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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-08-07
MO RA APPROVED 2025-07-16
  • TX RA
    APPROVED
    Since 2025-08-07
  • MO RA
    APPROVED
    Since 2025-07-16

Branch Locations

7676 Forsyth Blvd, Clayton, MO 63105 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Janus Distributors Llc Denver CO 01/2013 04/2020
Invesco St. Louis MO 04/2020 05/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Clayton MO 05/2025 Present
Bank Of America, N.A. Clayton MO 06/2025 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-15
S63 Uniform Securities Agent State Law Examination 2013-01-23
  • S66 Uniform Combined State Law Examination
    2025-07-15
  • S63 Uniform Securities Agent State Law Examination
    2013-01-23
Other Names
  • Spencer James Page

View on SEC IAPD

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