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Erik James Aspelin

Waverly Advisors, LLC

Colorado Springs, CO

Birmingham, AL

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Current Employers
Waverly Advisors, Llc

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2023-11-16
  • CO RA
    APPROVED
    Since 2023-11-16

Branch Locations

980 Pico Point, Colorado Springs, CO 80905 • United States

600 University Park Place Suite 501, Birmingham, AL 35209 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rainsberger Wealth Advisors Colorado Springs CO 02/2016 04/2024
Waverly Advisors, Llc Colorado Springs CO 10/2023 Present
  • 02/2016 → 04/2024
    Rainsberger Wealth Advisors
    Colorado Springs, CO
  • 10/2023 → Present
    Waverly Advisors, Llc
    Colorado Springs, CO
Previous Registrations
  • 2021-02-10 → 2024-04-02
    Rainsberger Wealth Advisors
    Colorado Springs, CO
  • 2010-10-04 → 2014-12-02
    Wells Fargo Clearing Services, Llc
    Albuquerque, NM
    Colorado Springs, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-10-01
  • S66 Uniform Combined State Law Examination
    2010-10-01
Designations

View on SEC IAPD

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Other Offices

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WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · COLORADO SPRINGS, CO
SEAMOUNT FINANCIAL GROUP INC · COLORADO SPRINGS, CO
UBS FINANCIAL SERVICES INC. · COLORADO SPRINGS, CO
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · COLORADO SPRINGS, CO
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · COLORADO SPGS, CO
BENJAMIN F. EDWARDS & COMPANY, INC. · Colorado Springs, CO
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