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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2018-12-06
CO RA APPROVED 2013-09-26
  • TX RA
    APPROVED_RES
    Since 2018-12-06
  • CO RA
    APPROVED
    Since 2013-09-26

Branch Locations

9250 E Costilla Ave, Greenwood Village, CO 80112 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc Greenwood Village CO 08/2010 Present
Thrivent Financial For Lutherans Appleton WI 10/2010 Present
Other Businesses

PARKER CHAMBER OF COMMERCE BOARD OF DIRECTORS POSITION: Board member NATURE: Strategic initiatives include Impacting the Community, Creating a Strong Local Economy, Give Members a Competitive Edge, Be an Advocate for Business in Parker. INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2021 ADDRESS: 19590 E Mainstreet, Ste 100, Parker CO 80138, United States DESCRIPTION: As the voice of business for the Parker area will meet to bring the strategic plan into focus through monthly meetings, attending Chamber functions as often as possible and being an organization that is nimble and fluid as we try to assist our member businesses and community move forward. I will be abstaining from the Treasury Role to ensure no conflict of interest is seen SELF PUBLISHED CHILDRENS BOOK POSITION: Author NATURE: Will be self published by 4/1/2021, income based on sales. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2021 ADDRESS: 21584 unbridled ave, parker CO 80138, United States DESCRIPTION: publish book

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-25
S63 Uniform Securities Agent State Law Examination 2010-10-02
  • S65 Uniform Investment Adviser Law Examination
    2013-09-25
  • S63 Uniform Securities Agent State Law Examination
    2010-10-02
Other Names
  • Jim Lee Johnson
  • Jim Johnson

View on SEC IAPD

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