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Kristin Ann Mannone Peters

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Fort Myers, FL

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-01-21
FL RA APPROVED 2018-08-09
  • TX RA
    APPROVED_RES
    Since 2021-01-21
  • FL RA
    APPROVED
    Since 2018-08-09

Branch Locations

13250 University Center Blvd, Fort Myers, FL 33907 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade, Inc. Cape Coral FL 08/2010 02/2018
Td Ameritrade, Inc. Cape Coral FL 02/2018 07/2018
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 07/2018
Merrill Lynch, Pierce, Fenner & Smith Incorporated Punta Gorda FL 07/2018 Present
Bank Of America, N.A. Punta Gorda FL 08/2018 Present
  • 08/2010 → 02/2018
    Scottrade, Inc.
    Cape Coral, FL
  • 02/2018 → 07/2018
    Td Ameritrade, Inc.
    Cape Coral, FL
  • 02/2018 → 07/2018
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 07/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Punta Gorda, FL
  • 08/2018 → Present
    Bank Of America, N.A.
    Punta Gorda, FL
Previous Registrations
  • 2018-02-28 → 2018-07-20
    Td Ameritrade, Inc.
    Cape Coral, FL
  • 2018-02-26 → 2018-07-20
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Cape Coral, FL
  • 2017-06-20 → 2018-02-26
    Scottrade Investment Management
    Cape Coral, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-09
S63 Uniform Securities Agent State Law Examination 2012-03-16
  • S66 Uniform Combined State Law Examination
    2017-05-09
  • S63 Uniform Securities Agent State Law Examination
    2012-03-16
Other Names
  • Kristin Ann Mannone
  • Kristin Ann Mannone
  • Kristin Ann Peters
  • Kristin Peters

View on SEC IAPD

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SANCTUARY ADVISORS, LLC
TRUIST ADVISORY SERVICES, INC.
CHARLES SCHWAB & CO., INC.

Other Investors

DAVID JONATHAN MORELAND
Elizabeth Diane Scoggins
Devin Reich
WILLIAM CARR WHITE
JACQUELINE ANNETTE WEBSTER
SCOTT MICHAEL KLEIN
JEFFREY STUART MALAVSKY
WILLIAM HERBERT WHITE

Other Offices

STIFEL, NICOLAUS & COMPANY, INCORPORATED · FORT MYERS, FL
AMERIPRISE FINANCIAL SERVICES, LLC · Fort Myers, FL
BANKERS LIFE ADVISORY SERVICES, INC. · Fort Myers, FL
UBS FINANCIAL SERVICES INC. · FORT MYERS, FL
LPL FINANCIAL LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
SANCTUARY ADVISORS, LLC · FORT MYERS, FL
TRUIST ADVISORY SERVICES, INC. · FORT MYERS, FL

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