Christopher S Maienshein

Employer firm

LPl Enterprise, LLC CRD 8733

$24.9B regulatory AUM 12,118 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2015 → 03/2017
  Guardian
  Sparks, MD
• 09/2015 → 03/2017
  Park Ave Securities
  Sparks, MD
• 03/2017 → Present
  Prudential Insurance Company Of America
  Hunt Valley, MD
• 03/2017 → 11/2024
  Pruco Securities, Llc.
  Hunt Valley, MD
• 11/2024 → Present
  Lpl Enterprise, Llc
  Hunt Valley, MD

Previous Registrations

• 2017-03-21 → 2024-11-14
  Pruco Securities, Llc.
  Hunt Valley, MD
  Hunt Valley, MD
• 2016-01-14 → 2017-03-27
  Park Avenue Securities Llc
  Hunt Valley, MD

Other Businesses

1.11/19/2024;NFI FINANCIAL PLANNING; DBA for LPL ; yes inv related; 160hr/mo non trading; 120hr/mo trading;10/31/2024

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-02
• S63 Uniform Securities Agent State Law Examination
  2015-02-02

Designations

• Certified Financial Planner

Other Names

• Christopher S Maienshein
• Christopher Sean Maienshein