Best Investors Account Sign in
Inactive

Richard Laurence Coles

Mercer Global Advisors Inc.

Denver, CO

Lexington, KY

Claim This Profile
Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
KY RA APPROVED 2025-05-14
TX RA APPROVED 2025-04-14
  • KY RA
    APPROVED
    Since 2025-05-14
  • TX RA
    APPROVED
    Since 2025-04-14

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

3292 Eagle View Lane Suite 290, Lexington, KY 40509 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
D. Scott Neal, Inc. Lexington KY 02/2005 04/2025
Mercer Global Advisors Inc. Lexington KY 04/2025 Present
Previous Registrations
  • 2006-05-10 → 2025-11-03
    D. Scott Neal, Inc.
    Lexington, KY
    Lexington, KY
    Lexington, KY
    Lexington, KY
Designations

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Denver, CO

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor