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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2019-02-25
KY RA APPROVED 2011-03-16
  • TX RA
    APPROVED_RES
    Since 2019-02-25
  • KY RA
    APPROVED
    Since 2011-03-16

Branch Locations

7600 W. Hwy 146 English Manor I Suite 400, Pewee Valley, KY 40056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 03/2007 Present
Advisors Investment Planning Group, Llc Crestwood KY 09/2005 Present
Cambridge Investment Research Advisors Inc. Fairfield IA 03/2011 Present
  • 03/2007 → Present
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 09/2005 → Present
    Advisors Investment Planning Group, Llc
    Crestwood, KY
  • 03/2011 → Present
    Fairfield, IA
Other Businesses

1) GEORGE BRAKMEIER IV, 6460 LAGRANGE RD, CRESTWOOD, KY, 06/2013, INDEPENDANT INSURANCE AGENT FOR VARIOUS INSURANCE COMPANIES, INV REL, 1 HR/MO, 1 HR/MO TRADING. 2) BRAKMEIER RENTALS LLC, 2114 DOGOON DR, LOUISVILLE, KY, 10/2014, OWNER, RENTAL PROPERTY, NIR, 1 HR/MO, 0 HR/MO TRADING. 3) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 04/2011, AS ADVISORY REP OF AN RIA, INV REL, 80 HR/MO, 40 HR/MO TRADING. 4) LONGROAD WEALTH MANAGERS, 7600 W HWY 146, STE 400, PEWEE VALLEY, KY, 07/2022, MEMBER DBA, NIR, 0 HR/MO, 0 HR/MO TRADING. 5) BRAKMEIER FINANCIAL, LLC, 7600 W. Highway 146, Ste. 400, Pewee Valley KY 40056, 03/2014, LLC, 1099, NIR, 10 HR/MO, 10 HR/MO TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-03-07
  • S66 Uniform Combined State Law Examination
    2011-03-07
Other Names
  • George Arthur Brakmeier

View on SEC IAPD

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