Stan Gene Wagner

Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Market timing

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2006 → Present
  Bankers Life And Casualty Company
  Louisville, KY
• 01/2016 → Present
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 01/2016 → Present
  Cambridge Investment Research Advisors, Inc.
  Fairfield, IA

Previous Registrations

• 2010-05-24 → 2015-12-31
  Concourse Financial Group Securities, Inc.
  Louisville, KY
  Birmingham, AL
  Louisville, KY
• 2006-11-01 → 2010-05-14
  Uvest Financial Services Group, Inc.
  Louisville, KY
  Louisville, KY
  Charlotte, NC
• 2003-07-07 → 2006-10-18
  Ameriprise Advisor Services, Inc.
  Louisville, KY
  Palm Beach Gardens, FL
  Palm Beach Gardens, FL
• 2003-03-07 → 2003-07-09
  Choreo, Llc
  West Palm Beach, FL

Other Businesses

1.Independent insurance agent, 7600 W HWY 146, STE 400, PEWEE VALLEY, KY for various independent insurance companies. INV REL - 5 HR/WK - 0/TRADING. 2.WAGNER FINANCIAL, LLC, 14405 ACADEMY RIDGE BLVD, LOUISVILLE, KY, 12/2010 AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR - 1 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.BUSINESS NETWORKING INTERNATIONAL (BNI), 7600 W Hwy 146, Suite 400, Pewee Valley KY 40056, United States, 10/01/2023, President, Networking, NIR, 6 HR/MO - 0 HR/MO TRADING 5.LONGROAD WEALTH MANAGERS, 7600 W Hwy 146, Suite 400, Pewee Valley KY 40056, 1/2016, USING A TRADE NAME/DBA, NIR, 0 HR/MO - 0 HR TRADING 6.LAKEWOOD BAPTIST CHURCH, Louisville KY 40245, United States, 01/01/2022, Elder, Minister, NIR, 8 HR/MO 0 HR/MO TRADING

Exams

• S65 Uniform Investment Adviser Law Examination
  2001-04-06
• S63 Uniform Securities Agent State Law Examination
  2000-02-29

Other Names

• Stanley Gene Wagner