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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2016-01-06 |
| TX | RA | APPROVED_RES | 2016-01-04 |
Branch Locations
7600 W. Hwy 146 Suite 400, Pewee Valley, KY 40056 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Bankers Life And Casualty Company | Louisville | KY | 10/2006 | Present |
| Cambridge Investment Research, Inc. | Fairfield | IA | 01/2016 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2016 | Present |
1.Independent insurance agent, 7600 W HWY 146, STE 400, PEWEE VALLEY, KY for various independent insurance companies. INV REL - 5 HR/WK - 0/TRADING. 2.WAGNER FINANCIAL, LLC, 14405 ACADEMY RIDGE BLVD, LOUISVILLE, KY, 12/2010 AS FINANCIAL PROFESSIONAL UTILIZING DBA NAME. NIR - 1 HR/MO - 0/TRADING. 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 15 HR/WK - 5/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 4.BUSINESS NETWORKING INTERNATIONAL (BNI), 7600 W Hwy 146, Suite 400, Pewee Valley KY 40056, United States, 10/01/2023, President, Networking, NIR, 6 HR/MO - 0 HR/MO TRADING 5.LONGROAD WEALTH MANAGERS, 7600 W Hwy 146, Suite 400, Pewee Valley KY 40056, 1/2016, USING A TRADE NAME/DBA, NIR, 0 HR/MO - 0 HR TRADING 6.LAKEWOOD BAPTIST CHURCH, Louisville KY 40245, United States, 01/01/2022, Elder, Minister, NIR, 8 HR/MO 0 HR/MO TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-04-06 |
| S63 | Uniform Securities Agent State Law Examination | 2000-02-29 |
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