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Employer firm

Cambridge Investment Research Advisors, Inc. CRD 134139

$139B regulatory AUM 68,815 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Market timing

From the firm’s Form ADV. Read the guides:

Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2021-03-25
KY RA APPROVED 2005-03-28
  • MI RA
    APPROVED
    Since 2021-03-25
  • KY RA
    APPROVED
    Since 2005-03-28

Branch Locations

7600 W. Hwy 146 English Manor I Suite 400, Pewee Valley, KY 40056 • United States

Dewitt, MI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lindemeyer Cpa Crestwood KY 06/1994 Present
Cambridge Investment Research, Inc. Fairfield IA 11/2000 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 03/2005 Present
Other Businesses

1) LINDEMEYER CONSULTING, PLANNING AND ADVISING, LLC, PO BOX 10, CRESTWOOD, KY INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES.01/01/10, INV REL, 2/WK- 2/TRADING HRS 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-20/TRADING 01/01/96 3) BALDWIN CPA'S, 10180 LINN STATION RD, LOUISVILLE, KY TRUST SERVICES PROVIDER, 11/01/20, NIR, 0 HR/WK- /TRADING HR. 4) ONE LUDINGTON PLACE, TREASURER. 204 S ROBERT STREET, LUDINGTON, MI., 09/01/2021, NIR, 1HR/MONTH, 0HR/MONTH TRADING. RECONCILE TRANSACTIONS ON A MONTHLY BASIS AND REPORT THE BALANCE. DOES NOT WRITE CHECKS OR DEPOSITS. 5) LALLY CPA / 7335 Westshire Dr, Lansing MI 48917 / 01/03/2022 / NIR / TAX MANAGER - REVIEWING AND PREPARING TAX RETURNS / 35HR/MO - 35HR/MO TRADING 6) BARREL AGED CHARITIES INC, 2820 Selwyn Ave, Suite 614, Charlotte NC 28209, United States, 08/22/2022, Treasurer, Board Member/Officer/Director/Committee Member/Board Trustee, NIR, 3 HR/MO - 4 HR/MO TRADING 7) LONGROAD WEALTH MANAGERS, 7600 W Hwy 146, Ste 400, Pewee Valley KY 40056, United States, 01/01/2000, IAR, Using a Trade Name/dba, INV REL, 2 HR/MO - 0 HR/MO TRADING

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-12-07
S63 Uniform Securities Agent State Law Examination 1997-12-17
  • S65 Uniform Investment Adviser Law Examination
    1999-12-07
  • S63 Uniform Securities Agent State Law Examination
    1997-12-17
Other Names
  • Nathan Wayne Lindemeyer

View on SEC IAPD

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