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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2005-03-28 |
Branch Locations
7600 W. Hwy 146 English Manor I Suite 400, Pewee Valley, KY 40056 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 06/2002 | Present |
| Cta Services, Inc | Louisville | KY | 08/1993 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 03/2005 | Present |
1. PAUL J FETTER, 4303 ROCKWOOD DRIVE, LOUISVILLE, KY, INDEPENDENT INSURANCE AGENT WITH VARIOUS INDEPENDENT INSURANCE COMPANIES.SOLE PROPRIETOR, NIR, 10/WK, 0/TRADING. 2.CTA SERVICES, INC, 4303 ROCKWOOD DRIVE, LOUISVILLE, KY, PRESIDENT- CPA ENROLLED AGENET/TAX PREPARER/ACCOUNTING SERVICES, NIR, 30/WK- 30/TRADING 3.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL-20/WK-15/TRADING. SEE EMPLOYMENT FOR START DATE. 4. LONGROAD WEALTH MANAGERS, 7600 W. Hwy 146, Suite 400, Pewee Valley KY 40056, United States, 06/11/2024, DBA, Using a Trade Name/dba, INV REL, 10/MO- 10/TRADING
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-09-24 |
| S63 | Uniform Securities Agent State Law Examination | 2002-08-15 |
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