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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| KY | RA | APPROVED | 2010-11-19 |
| TX | RA | APPROVED_RES | 2010-07-16 |
Branch Locations
313 La Grange Rd Unit 3, Pewee Valley, KY 40056-5000 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Inc. | Pee Wee Valley | KY | 10/2002 | Present |
| Mass Mutual | Pee Wee Valley | KY | 10/2002 | Present |
NAME:RIGHT PATH FINANCIAL LLC INV REL: Y ADD: 313 LAGRANGE RD SUITE 3 PEWEE VALLEY, KY. 40056 NATURE: LIFE, HEALTH, GROUP LIFE, GROUP HEALTH POSITION: SALES, OWNERSHIP, AGENT, SOLE MEMBER START DATE: 01/01/2003 NO. HR/MO: 5 NO. HR/MO DURING SEC TRADING: 3
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2002-12-20 |
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