Best Investors Account Sign in
Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2012-06-12
MI RA APPROVED 2012-06-08
  • TX RA
    APPROVED
    Since 2012-06-12
  • MI RA
    APPROVED
    Since 2012-06-08

Branch Locations

3200 Capital Ave Sw Suite B, Battle Creek, MI 49015 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Battle Creek MI 05/2012 Present
Previous Registrations
  • 2010-10-06 → 2012-06-21
    J.J.B. Hilliard, W.L. Lyons, Llc
    Battle Creek, MI
    Portage, MI
Other Businesses

(1)Name of Business: Shock and Awe Fireworks Address: 1550 W Goguac St, Springfield , MI, 49015, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 05/26/2017 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am not compensated for working in the business. Typical duties include helping set direction of the company at a high level. This is a seasonal business that operated for about 25-30 calendar days.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-08
  • S66 Uniform Combined State Law Examination
    2010-09-08

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Battle Creek, MI

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor