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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-06-20 |
| NC | RA | APPROVED | 2016-08-17 |
Branch Locations
2625 Neudorf Road Suite 400, Clemmons, NC 27012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Clemmons | NC | 07/2016 | Present |
| Marzano Capital Group | Clemmons | NC | 07/2016 | Present |
| Independent Advisor Alliance, Llc | Clemmons | NC | 08/2016 | Present |
1. 7/27/2016 - Marzano Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 07/18/2016 - 160 Hours Per Month/40 Hours During Securities Trading. 2. 8/25/2016 - Independent Advisor Alliance - DBA: (Hybrid) Marzano Capital Group - Registered Investment Advisor DBA - Started 08/01/2016 - 80 Hours Per Month During Securities Trading. 3. 8/24/2020 - Mutual of Omaha - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Started 05/08/2020 - 1 Hour Per Month During Securities Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-07 |
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