William Brandon James

Employer firm

Independent Advisor Alliance, LLC CRD 168267

$17.2B regulatory AUM 533 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2005 → 08/2017
  Davie Subways Inc
  Advance, NC
• 08/2017 → 01/2020
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 04/2018 → 01/2020
  Northwestern Mutual Investment Services Llc
  Winston Salem, NC
• 12/2018 → 01/2020
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 01/2020 → Present
  Lpl Financial, Llc
  Clemmons, NC
• 05/2015 → Present
  Independent Advisor Alliance, Llc
  Clemmons, NC

Other Businesses

1. 1/23/2020 - Marzano Capital Group - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 100%. 2. 2/4/2020 - Independent Advisor Alliance - DBA: (Hybrid) Marzano Capital Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Licensed Admin. - Started 05/2015 - 40 Hours Per Month - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 2/4/2020 - Independent Advisor Alliance - Investment Related - At Reported Business Location(s) - Registered Investment Advisor - Started 05/2015 - 40 Hours Per Month - I provide investment advisory services through Independent Advisor Alliance, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams

• S65 Uniform Investment Adviser Law Examination
  2020-07-18
• S63 Uniform Securities Agent State Law Examination
  2018-09-28

Other Names

• William Brandon James
• Brandon James