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Current Employers
Independent Advisor Alliance, Llc

11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-07-24
  • NC RA
    APPROVED
    Since 2025-07-24

Branch Locations

2625 Neudorf Road Suite 400, Clemmons, NC 27012 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lewisville-Clemmons Chamber Of Commerce Clemmons NC 08/2022 06/2023
First Presbyterian Church Nashville Nashville TN 05/2022 08/2022
Wake Forest University Winston-Salem NC 08/2018 05/2022
Lpl Financial Llc Clemmons NC 06/2023 Present
Unemployed - Middle And High School Concord NC 02/2015 08/2018
Independent Advisor Alliance Charlotte NC 07/2025 Present
  • 08/2022 → 06/2023
    Lewisville-Clemmons Chamber Of Commerce
    Clemmons, NC
  • 05/2022 → 08/2022
    First Presbyterian Church Nashville
    Nashville, TN
  • 08/2018 → 05/2022
    Wake Forest University
    Winston-Salem, NC
  • 06/2023 → Present
    Lpl Financial Llc
    Clemmons, NC
  • 02/2015 → 08/2018
    Unemployed - Middle And High School
    Concord, NC
  • 07/2025 → Present
    Independent Advisor Alliance
    Charlotte, NC
Other Businesses

1- 02/6/2025 - Marzano Capital Group - DBA for LPL Business (entity for LPL business) - Investment Related - At reported business location(s) - Start date: 09/01/2023 - 160 hrs mth / 8 hrs during trading 2. 08/01/2025 - Independent Advisor Alliance, LLC - Registered Investment Advisor Hybrid - Investment Related - At reported business location(s) - Start date: 09/01/2023 - 160 hrs mth / 8 hrs during trading .. I provide investment advisory services through Independent Advisor Alliance, LLC, an independent investment advisor firm. I started this business activity in 9/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3.08/01/2025 - Marzano Capital Group - Registered Investment Advisor DBA - Investment Related - At reported business location(s) - Start date: 09/01/2023 - 160 hrs mth / 8 hrs during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-07-11
  • S66 Uniform Combined State Law Examination
    2025-07-11
Other Names
  • Thomas Laws

View on SEC IAPD

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