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11215 N. Community House Rd. Ste. 775, Charlotte, NC 28277 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| LA | RA | APPROVED | 2015-05-29 |
| NC | RA | APPROVED | 2015-05-26 |
Branch Locations
2625 Neudorf Road Suite 400, Clemmons, NC 27012 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Independent Advisor Alliance, Llc | Clemmons | NC | 05/2015 | Present |
| Lpl Financial Llc | Clemmons | NC | 05/2015 | Present |
1. 05/26/15-MARZANO CAPITAL GROUP/DBA FOR LPL BUSINESS (ENTITY FOR LPL BUSINESS)/20%/2625 NEUDORF RD. SUITE 400 CLEMMONS NC 27012 2. 08/13/2015 - INDEPENDENT ADVISOR ALLIANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - (HYBRID) INDEPENDENT ADVISOR ALLIANCE - TIME SPENT 80% 3. 08/13/2015 - INDEPENDENT ADVISOR ALLIANCE - INV REL - AT REPORTED BUSINESS LOCATION(S) - REGISTERED INVESTMENT ADVISOR - (HYBRID) MARZANO CAPITAL GROUP - START 5/2015 - TIME SPENT 80%
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2003-05-30 |
| S63 | Uniform Securities Agent State Law Examination | 2000-05-04 |
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