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James Michael Ortman

J.P. Morgan Securities LLC

Cincinnati, OH

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-01-13
TX RA APPROVED 2023-01-12
  • OH RA
    APPROVED
    Since 2023-01-13
  • TX RA
    APPROVED
    Since 2023-01-12

Branch Locations

8044 Montgomery Rd Floor 02, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Cincinnati OH 07/2010 Present
Jpmorgan Chase Bank, N.A. Cincinnati OH 07/2010 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-10-31
S63 Uniform Securities Agent State Law Examination 2010-12-21
  • S65 Uniform Investment Adviser Law Examination
    2022-10-31
  • S63 Uniform Securities Agent State Law Examination
    2010-12-21
Designations
Other Names
  • James Ortman
  • James M Ortman

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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