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George Thomas Warren

D.A. Davidson & Co.

Winchester, VA

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Current Employers
D.A. Davidson & Co.

8 Third Street North, Great Falls, MT 59401 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2025-11-06
TX RA APPROVED 2025-11-05
  • VA RA
    APPROVED
    Since 2025-11-06
  • TX RA
    APPROVED
    Since 2025-11-05

Branch Locations

12 North Washington Street Suite A1, Winchester, VA 22601 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Horace Mann Investors, Inc. Springfield IL 01/2013 11/2016
Bb&T Investment Services, Inc. Winchester VA 12/2016 01/2018
Bb&T Securities, Llc Winchester VA 01/2018 02/2021
Truist Investment Services, Inc. Winchester VA 02/2021 11/2025
Truist Advisory Services, Inc. Atlanta GA 02/2021 11/2025
D.A. Davidson & Co. Winchester VA 11/2025 Present
  • 01/2013 → 11/2016
    Horace Mann Investors, Inc.
    Springfield, IL
  • 12/2016 → 01/2018
    Bb&T Investment Services, Inc.
    Winchester, VA
  • 01/2018 → 02/2021
    Bb&T Securities, Llc
    Winchester, VA
  • 02/2021 → 11/2025
    Truist Investment Services, Inc.
    Winchester, VA
  • 02/2021 → 11/2025
    Truist Advisory Services, Inc.
    Atlanta, GA
  • 11/2025 → Present
    D.A. Davidson & Co.
    Winchester, VA
Previous Registrations
  • 2021-02-17 → 2025-11-06
    Truist Advisory Services, Inc.
    Winchester, VA
  • 2018-01-02 → 2021-02-17
    Bb&T Securities, Llc
    Charlotte, NC
    Virginia Beach, VA
    Winchester, VA
    Winchester, VA
    Berryville, VA
    Winchester, VA
    Winchester, VA
    Richmond, VA
  • 2017-03-16 → 2018-01-02
    Bb&T Investment Services, Inc.
    Charlotte, NC
    Virginia Beach, VA
    Winchester, VA
    Winchester, VA
    Berryville, VA
    Winchester, VA
  • 2012-01-11 → 2013-01-02
    Ridgeway Conger Advisory Services
    Cross Junction, VA
    New Woodstock, NY
  • 2010-10-29 → 2011-12-12
    Edward Jones
    St Louis, MO
    Inwood, WV
    Shepherdstown, WV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-03-15
  • S66 Uniform Combined State Law Examination
    2017-03-15
Other Names
  • George Warren
  • Thom Warren

View on SEC IAPD

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Other Offices

WELLS FARGO CLEARING SERVICES, LLC · WINCHESTER, VA
UNITED CAPITAL FINANCIAL ADVISORS · WINCHESTER, VA
EDWARD JONES · WINCHESTER, VA
BUTTONWOOD WEALTH · WINCHESTER, VA
OSAIC INSTITUTIONS, INC. · WINCHESTER, VA
CETERA INVESTMENT ADVISERS LLC · WINCHESTER, VA
RBC CAPITAL MARKETS, LLC · WINCHESTER, VA
TRUIST ADVISORY SERVICES, INC. · WINCHESTER, VA

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