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Frances Mae Mcdonald

Wells Fargo Clearing Services, LLC

Winchester, VA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
VA RA APPROVED 2012-02-08
  • VA RA
    APPROVED
    Since 2012-02-08

Branch Locations

117 N Braddock St Ste 100, Winchester, VA 22601 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Winchester VA 05/2009 11/2016
Wells Fargo Clearing Services, Llc Winchester VA 11/2016 Present
Other Businesses

NOTARY; NOT INVESTMENT RELATED; FREDERICK COUNTY, VA; START DATE 8/2009; 1 HR PER MONTH; 0 HRS DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-06
S63 Uniform Securities Agent State Law Examination 1996-04-02
  • S66 Uniform Combined State Law Examination
    2012-02-06
  • S63 Uniform Securities Agent State Law Examination
    1996-04-02
Other Names
  • Frances Mae Alley

View on SEC IAPD

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Other Offices

UNITED CAPITAL FINANCIAL ADVISORS · WINCHESTER, VA
D.A. DAVIDSON & CO. · WINCHESTER, VA
EDWARD JONES · WINCHESTER, VA
BUTTONWOOD WEALTH · WINCHESTER, VA
OSAIC INSTITUTIONS, INC. · WINCHESTER, VA
CETERA INVESTMENT ADVISERS LLC · WINCHESTER, VA
RBC CAPITAL MARKETS, LLC · WINCHESTER, VA
TRUIST ADVISORY SERVICES, INC. · WINCHESTER, VA

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