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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-11-06 |
| MD | RA | APPROVED | 2011-08-05 |
| VA | RA | APPROVED | 2006-02-17 |
Branch Locations
117 N Braddock St Ste 100, Winchester, VA 22601 • United States
117 N Braddock St [Vx-Rbo], Winchester, VA 22601 • United States
13200 Fountain Head Plz, Ste 102 Fountainhead One, Hagerstown, MD 21742 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hagerstown | MD | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hagerstown | MD | 11/2016 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-02-16 |
| S65 | Uniform Investment Adviser Law Examination | 1999-06-03 |
| S63 | Uniform Securities Agent State Law Examination | 1991-10-01 |
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