Joseph Alan Sorrell

Current Employers

Employment History

• 03/2016 → 06/2021
  Principal Life Insurance
  Lovettsville, VA
• 04/2016 → 06/2021
  Principal Securities Inc
  Des Moines, IA
• 06/2021 → Present
  Wells Fargo Clearing Services, Llc
  Leesburg, VA

Previous Registrations

• 2016-04-06 → 2021-06-25
  Principal Securities, Inc.
  Des Moines, IA
• 2015-01-28 → 2016-03-18
  Capital One Advisors, Llc
  Seattle, WA
• 2011-07-14 → 2015-01-28
  Capital One Financial Advisors Llc
  Melville, NY
• 2004-09-30 → 2011-07-12
  M&T Securities, Inc.
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Aberdeen, MD
  Havre De Grace, MD
  Abington, MD
  Bel Air, MD
  Bel Air, MD
  Bel Air, MD
  Rising Sun, MD
  Parkton, MD
  Elkton, MD
  Edgewood, MD
  Boonsboro, MD
  Oakland, MD
  Grantsville, MD
  Oakland, MD
  Cumberland, MD
  Baltimore, MD
  Cockeysville, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Hunt Valley, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Owings Mills, MD
  Owings Mills, MD
  Nottingham, MD
  Baltimore, MD
  Baltimore, MD
  Baltimore, MD
  Towson, MD
  Baltimore, MD
  Baltimore, MD
  Timonium, MD
  Baltimore, MD
  Hagerstown, MD
  Timonium, MD
  Towson, MD
  Towson, MD
  Timonium, MD
  Frederick, MD
  Baltimore, MD
  Cheektowaga, NY
  Baltimore, MD
  Hagerstown, MD
• 2002-06-06 → 2004-09-21
  Bb&T Investment Services, Inc.
  Charlotte , NC
• 2002-01-01 → 2002-06-04
  Chevy Chase Financial Services
  Bethesda, MD

Other Businesses

NOVARTIS; INV RELATED;MECHANICSBURG,PA; PHARMACEUTICAL COMPANY; FINANCIAL ADVISOR; START DATE: 02/04/2026; 1 HRS PER MONTH; 1 HRS DURING TRADING;

Exams

• S66 Uniform Combined State Law Examination
  2001-09-13
• S63 Uniform Securities Agent State Law Examination
  1997-03-06

Other Names

• Joe Sorrell