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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-05-03 |
| VA | RA | APPROVED | 2019-05-03 |
Branch Locations
117 N Braddock St Ste 100, Winchester, VA 22601 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Winchester | VA | 06/2009 | 05/2019 |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | 05/2019 |
| Wells Fargo Clearing Services Llc | Winchester | VA | 05/2019 | Present |
RENTAL PROPERTY; INVESTMENT RELATED; WINCHESTER.VA; 100% OWNERSHIP; START 2/7/2020; 1 HOUR PER MONTH; ZERO HOURS DURING TRADINGR. CO-TRUSTEE OF MOTHER'S TRUST; INV. RELATED; OAKTON, VA; START 6/2020; LESS THAN 1 HR PER MONTH; 0 HRS DURING TRADING. RENTAL PROPERTY, INV RELATED, WINCHESTER, VA, 100% OWNERSHIP, START 10/1/2021, 1 HOURS PER MONTH, ZERO HOURS DURING TRADING. RENTAL PROPERTY, INV RELATED, DAVIS, WV, 100% OWNERSHIP, START 7/1/2021, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING. 6M6, LLC, INVT RELATED, WINCHESTER, VA, 100% OWNERSHIP WITH SPOUSE, START 8/23/2021, 0 HRS PER MONTH, 0 HRS DURING TRADING, NO DUTIES FOR SPOUSES LLC FOR AIRBNB. CAST YOUR NETS LLC, INV RELATED, WINCHESTER, VA, 100% OWNERSHIP, START 2/8/2023, 2 HOURS PER MONTH, ZERO HOURS DURING TRADING, TO HOLD REAL ESTATE. RENTAL PROPERTY; INV. RELATED; DAVIS, WV; 100% OWNERSHIP; START DATE 7/20/2023; 2 HRS PER MONTH; 0 HRS DURING TRADING; DUTIES RENTING OUT PROPERTY. SACRED HEART ACADEMY PTO, INVT RELATED, WINCHESTER, VA, TREASURER, START DATE 9/1/2023, 1.5 HRS PER MONTH, 0 HRS DURING TRADING, ATTENDING MEETINGS, DISCUSSING AND REVIEWING VARIOUS FUNDRAISING OPPORTUNITIES TO REBUILD EXISTING PLAYGROUND. COMMERCIAL RENTAL PROPERTY, INV RELATED, MONTEREY, VA, 100% OWNERSHIP, START: 2/1/24, 1 HR PER MONTH. 0 HRS DURING TRADING, RENTAL PROPERTY; SACRED HEART ACADEMY, NOT INV RELATED, WINCHESTER, WV, SUBSTITUTE TEACHER, START 8/30/24, 6 HRS PER MONTH, 6 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, MONTEREY, VA, 100% OWNERSHIP, START 10/1/24, 1 HR PER MONTH, 0 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, BLUEGRASS, VA, 100% OWNERSHIP, START 12/2/24, 1 HR PER MONTH, 0 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, MONTEREY, VA, 100% OWNERSHIP, START 12/16/24, 1 HR PER MONTH, 0 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, MONTEREY, VA, 100% OWNERSHIP, START 09/1/25, 1 HR PER MONTH, 0 HRS DURING TRADING; RENTAL PROPERTY, INV RELATED, MONTEREY, VA, 100% OWNERSHIP, START 09/1/25, 1 HR PER MONTH, 0 HRS DURING TRADING;| RENTAL PROPERTY - LOUDOUN ; INV RELATED; WINCHESTER, VA; RENTAL PROPERTY;100% OWNERSHIP; START DATE: 09/02/2025; 2 HRS PER MONTH; 0 HRS DURING TRADING;| SEEK HIS KINGDOM LLC; INV RELATED; WINCHESTER, VA; REAL ESTATE OWNERSHIP;100% OWNERSHIP; START DATE: 09/08/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; APPLE PIE MEADOWS HOA; INV RELATED;WINCHESTER,VA; HOA; TREASURER; START DATE: 01/01/2025; 1 HRS PER MONTH; 0 HRS DURING TRADING; RENTAL PROPERTY - 460; INV RELATED;DAVIS,WV; RENTAL;100% OWNERSHIP; START DATE: 06/01/2026; 1 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2004-10-05 |
| S63 | Uniform Securities Agent State Law Examination | 2001-02-05 |
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