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Current Employers
Ae Wealth Management, Llc

2950 Sw Mcclure Road Suite B, Topeka, KS 66614 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2021-09-24
KS RA APPROVED 2021-04-16
  • MO RA
    APPROVED
    Since 2021-09-24
  • KS RA
    APPROVED
    Since 2021-04-16

Branch Locations

2950 Sw Mcclure Rd Ste B, Topeka, KS 66614 • United States

Kansas City, MO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 06/2010 02/2021
Ae Wealth Management, Llc Topeka KS 03/2021 Present
Ae Financial Services, Llc Topeka KS 04/2021 Present
Madison Avenue Securities San Diego CA 03/2022 07/2022
  • 06/2010 → 02/2021
    Fidelity Brokerage Services Llc
    Westlake, TX
  • 03/2021 → Present
    Topeka, KS
  • 04/2021 → Present
    Ae Financial Services, Llc
    Topeka, KS
  • 03/2022 → 07/2022
    Madison Avenue Securities
    San Diego, CA
Other Businesses

1.) GREENHILL SCHOOL; NOT INVESTMENT RELATED; 4141 SPRING VALLEY RD, DALLAS, TX 75001; K-12 EDUCATION NON-PROFIT PRIVATE SCHOOL 501C3; ASSISTANT DEBATE COACH; START DATE 08/2006; APPROX 30 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; TEACH HIGHSCHOOL STUDENTS SPEECH AND DEBATE SKILLS 2.) AEWM; YES INVESTMENT RELATED; 2950 SW MCCLURE RD SUITE B, TOPEKA, KS 66614 ; NATURE INVESTMENT ADVICE FOR FEE; MODEL STRATEGIES & HNW SPECIALIST; START DATE 03/2021; APPROX 160 HRS/MONTH; APPROX 160 HRS/MONTH DURING TRADING 3.) INDEPENDENT CONTRACTOR; KANSAS CITY, MO; NOT INVESTMENT RELATED; INDEPENDENT CONTRACTOR; START DATE 09/2010; APPROX 20 HRS/MONTH; APPROX 0 HRS/MONTH DURING TRADING; ICE HOCKEY REFEREE OFFICIATE HOCKEY GAMES IN EVENINGS AND ON WEEKENDS FOR ADULT AND YOUTH AMATEUR ICE HOCKEY

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-10-08
S63 Uniform Securities Agent State Law Examination 2010-09-17
  • S66 Uniform Combined State Law Examination
    2019-10-08
  • S63 Uniform Securities Agent State Law Examination
    2010-09-17
Other Names
  • Sam Shore
  • Samuel Shore

View on SEC IAPD

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