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Catherine Suzanne Franklin

Mercer Global Advisors Inc.

Denver, CO

Houston, TX

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Current Employers
Mercer Global Advisors Inc.

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-08-30
  • TX RA
    APPROVED
    Since 2024-08-30

Branch Locations

1200 17Th Street Suite 2000, Denver, CO 80202 • United States

5555 San Felipe Street Suite 200, Houston, TX 77056 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hfg Wealth Management, Llc The Woodlands TX 05/2018 10/2018
Money Matters The Woodlands TX 05/2015 05/2018
Mercer Global Advisors Inc. Houston TX 10/2018 06/2019
Mercer Global Advisors Inc. Houston TX 06/2019 06/2022
Legacy Chief Financial Office The Woodlands TX 07/2022 08/2023
Mercer Global Advisors Inc. Houston TX 10/2023 10/2025
Mercer Global Advisors Inc. Houston TX 10/2025 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2019-06-17
  • S65 Uniform Investment Adviser Law Examination
    2019-06-17
Other Names
  • Catherine Suzanne Heimer

View on SEC IAPD

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