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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2025-08-21 |
Branch Locations
4385 Poplar Avenue Rtc 2Nd Fl, Memphis, TN 38117 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Regions Bank | Memphis | TN | 04/2015 | 05/2024 |
| First Horizon | Memphis | TN | 05/2024 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2017 | 05/2024 |
| Lpl Financial Llc | Memphis | TN | 08/2025 | Present |
1. 08/21/2025- Investment products and services are offered through LPL Financial LLC using the DBA/trade name First Horizon Advisors- Inv Rel- At Reported Business Location (s)- 160 Hrs Per Mnth/Trading- Start Date 07/29/2025 2. 08/21/2025- FIRST HORIZON- Financial Institution Duty- INV Related- At Reported Business Location(s)- Start date 05/17/2024- 160 Hours Per Month- 160 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-29 |
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