Best Investors
Account
Sign in
Best Investors
Account
Sign in
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-03-31 |
| CO | RA | APPROVED | 2025-02-18 |
Branch Locations
370-17Th Street, Denver, CO 80202 • United States
4600 S. Ulster Street 7Th Floor, Denver, CO 80237 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Inc. | Denver | CO | 06/2010 | 12/2016 |
| Jpmorgan Chase Bank | Denver | CO | 06/2010 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Denver | CO | 12/2016 | 03/2020 |
| Bank Of America, N.A. | Denver | CO | 12/2016 | 03/2020 |
| Cresset Asset Management, Llc | Denver | CO | 03/2020 | 02/2025 |
| Ubs Financial Services Inc. | Denver | CO | 02/2025 | Present |
I*121658 For profit or not for profit: For-Profit Organization Name of outside business organization: Shamrock Moose LLC Investment related: N Address of business: Denver, Colorado 80230 Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 4/1/2019 Number of hours devoted: 1 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: The purpose of the LLC is to engage in any lawful activity for which a limited liability company is able to. I am a co-organizer and co-manager.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2025-03-11 |
| S65 | Uniform Investment Adviser Law Examination | 2017-03-31 |
Reach out to this advisor