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Luke Anthony Tansy

Tiaa-Cref Individual & Institutional Services, LLC

Carmel, IN

Fishers, IN

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2012-08-23
  • IN RA
    APPROVED
    Since 2012-08-23

Branch Locations

2325 Pointe Parkway Suite 100, Carmel, IN 46032 • United States

Fishers, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa-Cref Individual & Institutional Services, Llc Carmel IN 02/2007 Present
Tiaa Carmel IN 02/2007 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-08-22
S63 Uniform Securities Agent State Law Examination 2006-03-01
  • S66 Uniform Combined State Law Examination
    2012-08-22
  • S63 Uniform Securities Agent State Law Examination
    2006-03-01
Other Names
  • Luke Tansy

View on SEC IAPD

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