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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-24 |
| CT | RA | APPROVED | 2022-01-05 |
| NJ | RA | APPROVED | 2020-02-10 |
Branch Locations
634 Boston Post Rd, Madison, CT 06443 • United States
1151 W Main St Ste 1, Branford, CT 06405 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Citizens Bank | Middletown | CT | 12/2015 | 12/2017 |
| Citizens Securities, Inc. | Middletown | CT | 12/2015 | 11/2019 |
| Citizens Bank | Middletown | CT | 12/2017 | 11/2019 |
| Jpmorgan Chase Bank, N.A. | Madison | CT | 12/2019 | Present |
| J.P. Morgan Securities Llc | Madison | CT | 12/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-06-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-08-12 |
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