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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-04-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Foresters Financial Services | San Diego | CA | 09/2010 | 06/2019 |
| Cetera Investment Services Llc | St Cloud | MN | 06/2019 | 04/2026 |
| Cetera Investment Advisers Llc | St. Cloud | MN | 07/2019 | 04/2026 |
| Lpl Financial Llc | San Diego | CA | 04/2026 | Present |
1. 04/2026 - Ryan Rose Insurance - Non-Variable Insurance - Inv Related - 1 Hour(s)/Month - 1 Hour(s) During Trading -San Diego CA 92108 - OBA Start Date: 05/07/2025
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-04-26 |
| S63 | Uniform Securities Agent State Law Examination | 2010-10-07 |
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