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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2019-08-20 |
| CA | RA | APPROVED | 2019-08-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Santa Barbara | CA | 07/2013 | Present |
I*3103282 Entity Type: N/A Name of OBA:ORTHOGONAL CAPITAL LLC Address:NEWARK Delaware Investment Related:No Position, Title, Association:N/A Start Date:01/18/2024 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:NONE. THE PURPOSE OF THIS ENTITY IS TO HOLD PRIVATE INVESTMENTS (PFF LLC, EAJF ESQ FUND LP, AND PEER SPECIAL OPPORTUNITIES FUND LP) TO CREATE DIVERSIFICATION AMONGST INVESTMENTS I*3104292 Entity Type: N/A Name of OBA:THE BAGGINSES FAMILY TRUST Address:SANTA BARBARA California Investment Related:No Position, Title, Association:Co-Trustee Start Date:02/02/2022 No Hours: 0 Yearly No Hours during trading:0 Yearly Duties:Co-Trustee for Self, Spouse
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-17 |
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