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Sarah Tom

Morgan Stanley

Clayton, MO

Chesterfield, MO

Indianapolis, IN

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2025-07-08
TX RA APPROVED_RES 2022-04-18
IN RA APPROVED 2022-03-30
  • MO RA
    APPROVED
    Since 2025-07-08
  • TX RA
    APPROVED_RES
    Since 2022-04-18
  • IN RA
    APPROVED
    Since 2022-03-30

Branch Locations

7733 Forsyth Boulevard Suite 2100, Clayton, MO 63105 • United States

14805 North Outer Forty Road Suite 200, Chesterfield, MO 63017 • United States

800 East 96Th Street Suite 400, Indianapolis, IN 46240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
City Securities Corportaion Indianapolis IN 02/2014 10/2016
Morgan Stanley Smith Barney Llc Indianapolis IN 03/2017 Present
Evereve Birmingham MI 11/2016 03/2017
  • 02/2014 → 10/2016
    City Securities Corportaion
    Indianapolis, IN
  • 03/2017 → Present
    Morgan Stanley Smith Barney Llc
    Indianapolis, IN
  • 11/2016 → 03/2017
    Evereve
    Birmingham, MI
Previous Registrations
  • 2014-05-07 → 2016-10-05
    City Securities Corporation
    Indianapolis, IN
    Indianapolis, IN
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-03-31
S63 Uniform Securities Agent State Law Examination 2013-11-01
  • S66 Uniform Combined State Law Examination
    2014-03-31
  • S63 Uniform Securities Agent State Law Examination
    2013-11-01
Other Names
  • Sarah Rose Kloppenburg
  • Sarah R Kloppenburg
  • Sarah Kloppenburg Tom

View on SEC IAPD

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Other Offices

SINNET CAPITAL MANAGEMENT, LLC · CLAYTON, MO
PARKSIDE ADVISORS LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · CLAYTON, MO
LPL ENTERPRISE, LLC · ST. LOUIS, MO
SIXTHIRTY VENTURES · CLAYTON, MO
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CLAYTON, MO
FOCUS PARTNERS WEALTH, LLC · ST. LOUIS, MO
FOCUS PARTNERS WEALTH, LLC · CLAYTON, MO

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