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5968 Bridgetown Road, Cincinnati, OH 45248 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| OH | RA | APPROVED | 2018-06-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Cincinnati | OH | 07/2012 | 06/2018 |
| Advantage Investment Management Llc | Cedar Rapids | IA | 01/2012 | 05/2018 |
| Souders Financial | Cincinnati | OH | 05/2011 | Present |
| Private Client Services | Cincinnati | OH | 06/2018 | Present |
1) 06/01/2018. SOUDERS FINANCIAL ADVISORS, LLC. 5968 BRIDGETOWN RD, CINCINNATI, OH 45248. RIA. IAR OF SOUDERS FINANCIAL ADVISORS, LLC. 160 HOURS/MO; 160 DURING TRADING HOURS. 2) 06/01/2018. SOUDERS FINANCIAL GROUP, INC. 5968 BRIDGETOWN RD. CINCINNATI, OH 45248. DBA FOR SECURITIES BUSINESS. FINANCIAL ADVISOR. 1 HOURS/MO; 1 DURING TRADING HOURS. 3) 06/01/2018. SOUDERS WEALTH ADVISORS. 3879 MOUNT VERNON AVE. CINCINNATI, OH 45209. S-CORP FOR TAX PURPOSES ONLY. PRESIDENT. 2 HOURS/MO; 2 DURING TRADING HOURS.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2011-10-14 |
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