Stephen Francis Patterson

Employer firm

Diversify Advisory Services, LLC CRD 326060

$4.65B regulatory AUM 40 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 01/2010 → 01/2023
  American National Insurance Company
  Ft Collins, CO
• 06/2010 → 12/2017
  Securities Management And Research, Inc.
  Cedar Rapids, IA
• 05/2015 → 12/2017
  Bfc Planning, Inc.
  Cedar Rapids, IA
• 01/2018 → 09/2023
  The Leaders Group, Inc.
  Littleton, CO
• 01/2010 → Present
  Patterson Agency, Llc
  Windsor, CO

Previous Registrations

• 2018-01-02 → 2023-09-29
  Tlg Advisors, Inc.
  Denver, CO
  Summit, NJ
  Windsor, CO
• 2015-05-21 → 2018-01-03
  Bfc Planning, Inc.
  Greeley, CO
  Cedar Rapids, IA

Other Businesses

1) Rocky Mountain Wealth Advisors; DBA Name for Marking Purposes; Partner. Investment Related; Yes. Windsor, Colorado. Hours: 40%. Start Date: 8/1/2024. Investment management ad advisory services for Clients including BD transactional business and fee based advisory business as an IAR through the Diversify RIA. 2) PAYTER PROPERTIES LLC - 11/23/2020 - 8762 Longs Peak Cir Windsor, CO 80550 - 50% partner in holding company that holds 9217 Eastman Park Dr Unit 6 Windsor, CO. Investment property used for Veterinary Practice - Not investment related. 1 hrs/mo (outside trading hours) 3) Windsor Charter Academy- Board Member/Officer; Non-Investment related. Start date: 8/3/2026. 810 Automation Drive Windsor, CO 80550. 40 hrs/mo outside trading hours; 0% during trading hours. Making necessary organizational appointments, including the final approval of all staff hiring and termination, with input from the Academy Executive Director. Adopting and overseeing the Windsor Charter Academy's budget and finances. Reviewing and approving contracts for goods and services over the set limit for the Executive Director, etc.

Exams

• S63 Uniform Securities Agent State Law Examination
  2019-12-04

Designations

• Chartered Financial Consultant