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21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-03-14 |
| CO | RA | APPROVED | 2023-03-14 |
Branch Locations
7800 E. Union Ave, Suite 520, Denver, CO 80237 • United States
21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Financial Advisors Llc | Denver | CO | 08/2010 | 02/2023 |
| Ep Wealth Advisors, Llc. | Torrance | CA | 02/2023 | Present |
ANDREW IS A MANAGING MEMBER OF WILBUR'S JV, LLC, A CLOSELY HELD LIQUOR STORE IN FT. COLLINS, CO. ANDREW DEVOTES APPROXIMATE 5 HOURS PER MONTH TO THE BUSINESS, ALL OF WHICH OCCUR OUTSIDE OF SECURITIES TRADING HOURS. THE ADDRESS OF THE COMPANY IS 2201 S COLLEGE AVE, FT. COLLINS, CO 80525. THE COMPANY IS NOT INVESTMENT RELATED AND ANDREW'S RELATIONSHIP WITH THE COMPANY BEGAN IN January 2004. Name: 2535 S High St LLC Investment Related: No Address: 2535 S High St Nature: Investment Property Position: Co Owner Title: Managing Member Start Date: 10/2024 Hours/Month: 1 Hours devoted during trading hours: 0 Duties: None Name: 1712 S Gilpin St LLC Investment Related: No Address: 1712 S Gilpin St Denver, CO 80210 Nature: Investment Property Position: Owner Title: Owner Start Date: 01/2026 Hours/Month: 1 Hours devoted during trading hours: 0 Duties: Rental oversight
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-06-22 |
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