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200 Russell Street Ne, Ste 300, Huntsville, AL 35801 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2024-09-03 |
Branch Locations
200 Russell Street Ne, Ste 300, Huntsville, AL 35801 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jackson National Life Distributors Llc | Franklin | TN | 11/2011 | 06/2017 |
| Raymond James & Associates | Troy | MI | 06/2017 | 01/2020 |
| Raymond James Financial Services, Inc | Hiawassee | GA | 01/2020 | 12/2020 |
| Raymond James Financial Services Advisors | Hiawassee | GA | 01/2020 | 12/2020 |
| Raymond James & Associates | Huntsville | AL | 01/2021 | 08/2024 |
| Brighthaven Financial Advisors, Llc. | Huntsville | AL | 08/2024 | Present |
(1) Name of Business: Freed-Hardeman University Address: 305 Church St SW Ste 620, Huntsville, AL, 35801-4924, United States Activity Type: Board Member, Board Subcommittee Member, Officer, or Director Position/Title: Advisory Board Investment Related: No Start Date: 08/10/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This is a student-led investment portfolio. They have a teacher and regular meetings. The board members' role is to play devil's advocate, offer rebuttals to their point to make sure they can defend their reasoning, and offer anything we think they are overlooking in their thoughts. Our comments are filtered through the teacher, and he presents what he thinks is a worthwhile comment to the students before their decisions are made. (THIS IS NOT THE SCHOOL'S BOARD - just this little team's) (2) Name of Business: HBW Coffee, LLC Address: 112 West Main Street, Henderson, TN, 38340, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 09/27/2019 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I am an investor. I have no day to day responsibilities. Management will be done by my father, Tim West. Public relations and marketing will be done by my aunt and uncle, Dawn and Jason Bramblett. (3) Name of Business: HBW Investments, LLC Address: 112 West Main Street, Henderson, TN, 38340, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/05/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: This LLC will be used to purchase a piece of land in downtown Henderson, TN. The land will be repaired, paved, etc and hopefully, resold at a profit. (4) Name of Business: HDW Partners, LLC Address: 12893 Hudbug Drive, Madison, AL, 35756, United States Activity Type: Business Owner Position/Title: Partner Investment Related: No Start Date: 11/01/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Purpose of business is to hold private investments together among three financial advisors. This may include real estate in the future. (5) Name of Business: OpenHealth Partners, LLC Address: 7529 Memorial Parkway SW, Suite B, Huntsville, AL, 35802, United States Activity Type: Business Owner Position/Title: Partner, Owner/Proprietor Investment Related: No Start Date: 07/17/2024 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: 50% owner - ability to make high level decisions about the company. The company will continue to function as a physician's clinic.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-09-20 |
| S63 | Uniform Securities Agent State Law Examination | 2012-02-16 |
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