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Nathan D Smith

Raymond James & Associates, Inc.

Battle Creek, MI

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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2022-05-24
MI RA APPROVED 2019-11-07
  • TX RA
    APPROVED_RES
    Since 2022-05-24
  • MI RA
    APPROVED
    Since 2019-11-07

Branch Locations

25 Michigan Ave. W Suite 240, Battle Creek, MI 49017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.J.B. Hilliard, W.L. Lyons, Llc Battle Creek MI 06/2011 11/2019
Robert W. Baird & Co. Incorporated Battle Creek MI 10/2019 11/2019
Raymond James & Associates Battle Creek MI 11/2019 Present
  • 06/2011 → 11/2019
    J.J.B. Hilliard, W.L. Lyons, Llc
    Battle Creek, MI
  • 10/2019 → 11/2019
    Robert W. Baird & Co. Incorporated
    Battle Creek, MI
  • 11/2019 → Present
    Raymond James & Associates
    Battle Creek, MI
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-09-07
  • S66 Uniform Combined State Law Examination
    2011-09-07
Other Names
  • Nate D Smith

View on SEC IAPD

Other Firms

JANNEY MONTGOMERY SCOTT LLC
EDWARD JONES
STATE FARM INVESTMENT MANAGEMENT CORP.
PNC WEALTH MANAGEMENT LLC
AMERIPRISE FINANCIAL SERVICES, LLC
CETERA INVESTMENT ADVISERS LLC
ROBERT W. BAIRD & CO. INCORPORATED
COMMONWEALTH FINANCIAL NETWORK

Other Investors

MICHAEL DAVID OURSLER
Travis Glenn Morse
James E Barber
RENEE JEAN GILES
PAUL ELMER TOWNSEND
MATTHEW JOHN BUIKEMA
Tina Renea Perry
Kristin Lynne Wykoski

Other Offices

JANNEY MONTGOMERY SCOTT LLC · Battle Creek, MI
EDWARD JONES · BATTLE CREEK, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Battle Creek, MI
PNC WEALTH MANAGEMENT LLC · Battle Creek, MI
AMERIPRISE FINANCIAL SERVICES, LLC · BATTLE CREEK, MI
CETERA INVESTMENT ADVISERS LLC · Battle Creek, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Springfield, MI
RAYMOND JAMES & ASSOCIATES, INC. · Springfield, MI

More in Battle Creek, MI

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