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60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-13 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Compass Bank | Birmingham | AL | 04/2013 | 08/2021 |
| Bbva Securities Inc. | Denver | CO | 05/2013 | 08/2021 |
| Bbva Compass Insurance Agency, Inc. | Austin | TX | 04/2013 | 08/2021 |
| Bbva Wealth Solutions Inc. | Denver | CO | 06/2017 | 08/2021 |
| U.S. Bank | Denver | CO | 11/2021 | Present |
| U.S. Bancorp Investments, Inc. | Denver | CO | 11/2021 | 02/2026 |
| Mass Mutual/Wealth Vest | Bozeman | MT | 09/2021 | 11/2021 |
| U.S. Bancorp Advisors, Llc | Denver | CO | 02/2026 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2017-08-28 |
| S65 | Uniform Investment Adviser Law Examination | 2017-06-21 |
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