Tuan Tran Phan

Current Employers

Employment History

• 08/2015 → 06/2018
  Ameriprise Financial Services, Inc.
  Broomfield, CO
• 07/2018 → 09/2018
  Unemployed
  Arvada, CO
• 10/2018 → Present
  Lpl Financial, Llc
  Denver, CO
• 10/2018 → Present
  Global Retirement Partners, Llc
  Denver, CO
• 06/2025 → Present
  Hub International Investment Services
  Kansas City, MO

Previous Registrations

• 2015-02-17 → 2018-07-06
  Ameriprise Financial Services, Llc
  Minneapolis, MN
  Thornton, CO
  Minneapolis, MN
  Aurora, CO
  Denver, CO

Other Businesses

1. 10/1/2018 - MRP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business). 2. 10/3/2018 - Global Retirement Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 10/02/2018 - 140 Hours Per Month/140 Hours During Securities Trading - Time Spent 100% - I provide investment advisory services through Global Retirement Partners, an independent investment advisor firm. I started this business activity in 9/2018. I expect to spend approximately 140 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 09/12/2019 - HUB International - Outside/W-2 Employment - Investment Related - At Reported Business Location(s) - Start Date 09/13/2019 - 160 Hours Per Month/ During Trading 4. 9/13/2019 - MRP, a division of HUB International - DBA: MRP, a division of HUB International Investment Services - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing my practice and will now be 100% owner. 5. 9/26/2019 - Global Retirement Partners LLC - DBA: MRP, a division of HUB International Investment Services - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date: 09/13/2019 - 160 Hours Per Month/160 Hours During Securities Trading - HUB International is purchasing my practice and will be 100% owner. 6. 6/11/2020 - HUB International - Investment Related - At Reported Business Location(s) - Outside/W-2 Employment - Started 09/13/2019 - 160 Hours Per Month During Securities Trading - HUB International is buying practice and will be 100% owner. Role will remain the same but will now be an employee of HUB. 7. 4/16/2021 - HUB International - DBA: HUB Retirement and Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 01/01/2021 - 160 Hours Per Month/160 Hours During Securities Trading. 8. 05/07/2021 - HUB Retirement and Wealth Management - Registered Investment Advisor DBA - Advisor - Investment Related - At Reported Business Location(s) - Start Date 1/1/2021 9. 08/15/2024 - HUB INTERNATIONAL INVESTMENT SERVICES INC - Other - Accomidation Broker Dealer - Investment Related - At Reported Business Location(s) - Start Date 06/26/2024 - 0 Hours Per Month/ During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2015-02-12
• S63 Uniform Securities Agent State Law Examination
  2010-07-13

Other Names

• Tom Tran Phan