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1201 Sw Oakley Avenue, Topeka, KS 66604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-01-12 |
| KS | RA | APPROVED | 2022-01-12 |
| VA | RA | APPROVED | 2022-01-12 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Private Capital | Sarasota | FL | 04/2012 | 10/2018 |
| Carlson Financial (Dba Of Carlson & Company Financial Services) | Topeka | KS | 07/2012 | Present |
NAME: BANK COMPENSATION GROUP, INC INV REL: Y ADD: 1201 SW OAKLEY TOPEKA, KS. 66604. NATURE: BANK OWNED LIFE INSURANCE POSITION: SALES START DATE: 11/2010 NO. HR/MO: 60 NO. HR/MO DURING SEC TRADING: 60 DESCRIBE DUTIES: SELL BOLI THROUGH THIS COMPANY
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-07-12 |
| S63 | Uniform Securities Agent State Law Examination | 2010-07-01 |
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