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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-11-17 |
| KY | RA | APPROVED | 2016-09-19 |
Branch Locations
3645 Harrodsburg Road, Lexington, KY 40513 • United States
3368 Tates Creek Road, Lexington, KY 40502 • United States
201 East Main Street, Lexington, KY 40507 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Lexington | KY | 07/2015 | Present |
| J.P. Morgan Chase Bank | Lexington | KY | 06/2015 | 01/2018 |
| Jpmorgan Chase Bank, N.A. | Lexington | KY | 01/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-09-12 |
| S63 | Uniform Securities Agent State Law Examination | 2015-08-06 |
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