Sandy H Bayne

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2005 → 11/2016
  Union Bank
  San Diego, CA
• 06/2010 → 11/2016
  Unionbanc Investment Services
  San Diego, CA
• 11/2016 → 07/2023
  First Republic Bank
  La Jolla, CA
• 11/2016 → 10/2023
  First Republic Securities Company, Llc
  La Jolla, CA
• 11/2016 → Present
  First Republic Investment Management, Inc.
  La Jolla, CA
• 09/2023 → Present
  J.P. Morgan Securities Llc
  La Jolla, CA
• 10/2023 → Present
  Jp Morgan Chase Bank, N.A.
  La Jolla, CA

Previous Registrations

• 2016-11-29 → 2025-03-20
  J.P. Morgan Private Wealth Advisors Llc
  La Jolla, CA
  San Francisco, CA
• 2013-02-12 → 2016-11-29
  U.S. Bancorp Advisors, Llc
  Lajolla, CA

Other Businesses

Entity Name: Sandy Bayne (self) Investment related: No Address: Private Residence Nature of the other business: Notary Position/Title/Relationship: Owner/Partner Start Date: 07/01/2025 Approximate # of hours a week: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: To collect fees for notarizing documents on personal time.

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-02-11
• S63 Uniform Securities Agent State Law Examination
  2010-07-13

Other Names

• Sandy Wan-Yi Huang
• Sandy Yi Huang
• Sandy Huang Bayne