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Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2012-04-02
  • TN RA
    APPROVED
    Since 2012-04-02

Branch Locations

1100 Ridgeway Loop Road, Memphis, TN 38120 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James & Associates, Inc. Memphis TN 04/2012 Present
Previous Registrations
  • 2011-06-21 → 2012-04-02
    Morgan Keegan & Company, Llc
    Memphis, TN
    Memphis, TN
  • 2010-09-14 → 2011-03-28
    Waddell & Reed
    Memphis, TN
Other Businesses

(1) Name of Business: Address: 3245 Forest HIll Irene, Germantown, TN, 38138, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/01/2014 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner/ Landlord- Residential Investment Properties

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-09-10
  • S66 Uniform Combined State Law Examination
    2010-09-10
Other Names
  • Andrew N Haley

View on SEC IAPD

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