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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2013-11-19
TX RA APPROVED_RES 2010-09-17
  • MN RA
    APPROVED
    Since 2013-11-19
  • TX RA
    APPROVED_RES
    Since 2010-09-17

Branch Locations

7601 France Ave S Ste 600, Edina, MN 55435-5971 • United States

Chanhassen, MN • United States

Chanhassen, MN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Minneapolis MN 06/2010 03/2020
Ameriprise Financial Services, Llc Edina MN 03/2020 Present
Other Businesses

Business Ownership; Pine Lake Operations; Co-owner; Manage Ameriprise Business; 7601 France Ave S Ste 600, , Edina, MN, 55435; Investment-Related; 04/03/2024; 40 to 59 hours per month; 40 to 59 during trading hours. Outside Employment; Pine Lake Operations; Co-owner; Manage advisory business; 7601 France Ave , , Edina, MN, 55435; Investment-Related; 04/01/2024; 60 hours per month; 60 during trading hours. Other Business Activities; Angel Foundation; I am providing pro bono financial planning to cancer patients for Angel Foundation?s Financial Cancer Care Program (FCC). Angel Foundation is a non-profit organization, and Ameriprise Financial is a founding partner of the FCC Program. The Financial Planning Association is also involved in the development of the FCC Program. This volunteer activity involves no distribution of Ameriprise-branded sales literature or sale of Ameriprise products.; 1155 Centre Pointe Drive, , Mendota Heights, MN, 55120; Not Investment-Related; 03/18/2020; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2010-07-13
  • S63 Uniform Securities Agent State Law Examination
    2010-07-13
Other Names
  • James Tabery

View on SEC IAPD

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