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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-01-28 |
| OH | RA | APPROVED | 2015-10-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Cincinnati | OH | 06/2015 | Present |
| Bank Of America, N.A. | Jacksonville | FL | 01/2016 | Present |
I*84436 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: MLB REALTY LLC INVESTMENT RELATED: N ADDRESS OF BUSINESS: CINCINNATI, OHIO 45226 NATURE OF BUSINESS: LLC, POSITION, TITLE, ASSOCIATION: OFFICER, START DATE OF RELATIONSHIP: 12/12/2014 NUMBER OF HOURS DEVOTED: 4 HOUR(S) MONTHLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: THIS BUSINESS IS AN LLC CREATED IN ORDER TO MANAGE THE COLLECTION OF RENT AND LIMIT LIABILITY RELATED TO OWNED REAL ESTATE PROPERTIES. I*126610 For profit or not for profit: Non-Profit Organization Name of outside business organization: IKRON Corporation Investment related: Address of business: Cincinnati, Ohio 45219 Nature of business: Corporation, Position, title, association: Advisory Board Member, Start date of relationship: 9/18/2019 Number of hours devoted: 3 hour(s) Monthly Number of hours devoted during trading hours: 0 Duties: Board Member
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-07 |
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