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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2024-06-05
MO RA APPROVED 2024-06-04
  • TX RA
    APPROVED_RES
    Since 2024-06-05
  • MO RA
    APPROVED
    Since 2024-06-04

Branch Locations

7700 Forsyth Blvd Floor 12 Ste 1200, Clayton, MO 63105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley New York NY 09/2015 01/2017
Buckingham Strategic Wealth, Llc Clayton MO 01/2017 04/2024
Jpmorgan Chase Bank, Na Clayton MO 05/2024 Present
Jpmorgan Securities Llc Clayton MO 05/2024 Present
  • 09/2015 → 01/2017
    Morgan Stanley
    New York, NY
  • 01/2017 → 04/2024
    Buckingham Strategic Wealth, Llc
    Clayton, MO
  • 05/2024 → Present
    Jpmorgan Chase Bank, Na
    Clayton, MO
  • 05/2024 → Present
    Jpmorgan Securities Llc
    Clayton, MO
Previous Registrations
  • 2018-12-14 → 2024-06-18
    Buckingham Strategic Wealth, Llc
    St Louis, MO
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2024-04-23
S65 Uniform Investment Adviser Law Examination 2018-12-14
  • S63 Uniform Securities Agent State Law Examination
    2024-04-23
  • S65 Uniform Investment Adviser Law Examination
    2018-12-14
Other Names
  • Makie Knight
  • Mary Ann Knight
  • Mary Ann Ryan

View on SEC IAPD

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