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Karli Marie Finney

Thrivent Investment Management Inc.

Grand Forks, ND

CRD 5792633

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2022-12-13
MN RA APPROVED 2019-08-30
  • ND RA
    APPROVED
    Since 2022-12-13
  • MN RA
    APPROVED
    Since 2019-08-30

Branch Locations

3535 S 31St St, Grand Forks, ND 58201 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jnba Financial Advisors Inc Bloomington MN 12/2011 05/2019
Thrivent Investment Management Inc Grand Forks ND 06/2019 Present
Thrivent Financial Appleton WI 07/2019 11/2019
Thrivent Financial Appleton WI 11/2019 Present
  • 12/2011 → 05/2019
    Jnba Financial Advisors Inc
    Bloomington, MN
  • 06/2019 → Present
    Grand Forks, ND
  • 07/2019 → 11/2019
    Thrivent Financial
    Appleton, WI
  • 11/2019 → Present
    Thrivent Financial
    Appleton, WI
Previous Registrations
  • 2014-01-22 → 2019-06-03
    East Grand Forks, MN
    Bloomington, MN
    East Grand Forks, MN
    Mentor, MN
    East Grand Forks, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-08-29
  • S66 Uniform Combined State Law Examination
    2019-08-29
Other Names
  • Karli Marie Scheving
  • Karli Marie Scheving

View on SEC IAPD

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