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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-11
NY RA APPROVED 2025-04-04
  • TX RA
    APPROVED
    Since 2026-06-11
  • NY RA
    APPROVED
    Since 2025-04-04

Branch Locations

60 Fire Island Ave Suite 101, Babylon, NY 11702 • United States

Hicksville, NY • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc. Babylon NY 05/2010 11/2024
Prudential Insurance Company Of America Babylon NY 05/2010 03/2025
Lpl Enterprise, Llc Babylon NY 11/2024 04/2025
Mml Investors Services, Llc Babylon NY 04/2025 Present
Massmutual Life Insurance Company Babylon NY 04/2025 Present
Previous Registrations
  • 2024-11-14 → 2025-04-28
    Fort Mill, SC
    Babylon, NY
  • 2021-06-07 → 2024-11-14
    Babylon, NY
    Melville, NY
    Babylon, NY
    Stamford, CT
    Forest Hills, NY
    Babylon, NY
    Melville, NY
Other Businesses

(1) Name: Shown Kumar Inv Rel: Y Add: At residential address Nature: Outside Insurance Sales Position: Insurance Broker Start Date: 03/21/2025 No. Hr/Mo: 5 No. Hr/Mo During Sec Trading: 0 Duties: Life, disability, long-term care, fixed annuities, health. (2) Name: Fire Island Asset Management, LLC Inv Rel: Y Add: At residential address Nature: Owner of LLC for pass through compensation Position: Member/Owner Start Date: 04/01/2024 Hr/Mo: 1 No. Hr/Mo During Sec Trading: 0 Duties: Pay administrative support staff and manage associate expenses. (3) Name: Shown Kumar / SK Taxi, Inc. Inv Rel: Y Add: At residential address Nature: Owner of Taxi Medallion Position: Owner Start Date: 06/17/2017 No. Hr/Mo: 1 No. Hr/Mo During Sec Trading: 0 Duties: Lease the taxi medallion and pay the bills associated with it. (4) Name: The MKG Group Ltd Inv Rel: Y Add: At residential address Nature: S-Corp Position: Owner/Member Start Date: 4/4/2025 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 0 Duties: Pay administrative support staff and manage associate expenses. (5) Name: VFPT LTD Inv Rel: Y Add: At residential address Nature: S-Corp Position: Owner/Member Start Date: 5/27/2025 No. Hr/Mo: 2 No. Hr/Mo During Sec Trading: 0 Duties: Pay administrative support staff and manage associate expenses.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-07-16
S63 Uniform Securities Agent State Law Examination 2010-06-28
  • S65 Uniform Investment Adviser Law Examination
    2012-07-16
  • S63 Uniform Securities Agent State Law Examination
    2010-06-28
Designations

View on SEC IAPD

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